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  • Business Litigation
  • Business Transactions and Contract Negotiation
  • General Counsel Services

Unlicensed Practice of Law

Counseled corporate clients on issues of unlicensed practice of law in consideration of contemplated business operations.

Securities Fraud and Investment Misconduct

Represented national and regional brokerage firms and investment banks in the defense of retail securities fraud claims in state and federal court and securities industry arbitration proceedings involving claims of securities fraud, negligence, and breach of fiduciary duty.