All
  • All
  • Business Litigation
  • Business Transactions and Contract Negotiation
  • General Counsel Services

Conflict of Interest Counseling

Counseled in-house general counsel on conflict of interest considerations arising from various contemplated business transactions, including mergers and acquisitions.

Securities Fraud and Investment Misconduct

Represented national and regional brokerage firms and investment banks in the defense of retail securities fraud claims in state and federal court and securities industry arbitration proceedings involving claims of securities fraud, negligence, and breach of fiduciary duty.